Day 274: Transaction Monitoring and Filtering Programs

#QuickbiteCompliance day 274

🚨 Stop the Money Trail: How Criminals Exploit Banking Systems & How We Catch Them 

Imagine your bank account is a piggy bank. Now imagine bad guys trying to sneak dirty money into it, then move it around like a shell game until it looks clean. That’s financial crime. And Transaction Monitoring & Filtering Programs (TMPs) are the alarm systems banks use to catch them. 

🔍 In Simple Terms: 

TMPs are like super-smart guards that: 

1️⃣ Watch money moving in/out of accounts after transactions happen (e.g., $10,000 cash deposits every Friday). 

2️⃣ Block dirty money before it moves (e.g., stopping payments to a terrorist group). 

New York’s DFS Part 504 Rule requires banks to have these guards in place—or face massive fines 🚨 . 

😎 How Criminals Trick the System: 

Bad guys get creative. Here’s how they’ve slipped past weak TMPs: 

– The Dark Web Drug Market: 

 Criminals used crypto wallets linked to sites like Hydra Market to move $5 billion in drug money. They broke transactions into small amounts to avoid detection—until a TMP spotted odd patterns . 

– The Fake Pill Factory: 

 A China-based vendor sold deadly fentanyl materials to U.S. buyers. They used “structuring”—sending payments just below $5,000 thresholds—to fly under the radar. TMPs caught the repetitive transfers . 

– The North Korean Hackers: 

 The Lazarus Group stole crypto, then swapped it across 20+ wallets using privacy coins (Monero). TMPs using blockchain analytics flagged the rapid hops . 

🛡️ Fighting Back Smarter: 

The rule isn’t just about compliance—it’s about collaboration. Banks now share: 

– Better tech (like AI that learns crime patterns). 

– Open-source tools (so small banks access big-bank defenses 💡). 

– Global SAR databases (tagging suspicious activity across borders) . 

💡 The Future is Inclusive: 

Regtech shouldn’t be a luxury. When tools are open-source and accessible, even community banks can shut down money launderers—making the whole system safer 🌍. 

👉 REPOST if you believe tech + teamwork = safer finance! 

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📚 Dive deeper: [AML Glossary of Terms](https://www.acams.org/en/resources/aml-glossary-of-terms) 

🔗 Learn about #InclusiveRegtech & #OpenSourceAML—democratizing compliance. 

#TransactionMonitoring #AML #FinancialCrime #NYDFS #FinTech #RegTech #100HariNulis #Compliance